Location: Los Angeles, CA Description: Our client is currently seeking a Manager of Audit II in Los Angeles, CA.
Please email updated resumes to Alaina at
This job will have the following responsibilities:
Plans, leads and executes moderate to high complexity risk-based audits, targeted reviews, etc. in accordance with audit methodology
Collaborates with Non-IT (e.g. Operational, Financial, Wealth Management, etc.) Audit counterparts during all phases of an integrated audit to ensure sufficient IT audit coverage. This includes assessing business processes to identity the key application(s) utilized in processes and the top risks and controls that should be reviewed in the audit.
Leads interviews and walkthroughs of IT and business process with the objective to identity top risk, key controls and define the audit scope and audit work programs
Develops and executes test steps and sampling strategy that adequately and efficiently substantiate that identified controls are designed and operating effectively
Incorporates the use of data analytics to improve audit efficiency and broaden the audited population
Ensures all audit work (e.g., work papers, reports, etc.) conforms to the audit methodology, including those performed by staff
Drafts and communicates audit findings/audit report to executive and senior management to address identified risks, exposures and root causes
Obtains and assesses responses to audit findings to ensure management action plans and target due dates are adequate in addressing the risk(s) and root cause(s) in a timely matter
Where applicable, supervises staff and provides team members with appropriate guidance during the course of audits
Where applicable, serves as the first line of review for staff work and provided corrective feedback were necessary
Acts as a role model/mentor to lower level Auditors
Performs on-the-job training of staff auditors, and prepares and conducts formal/informal training for less experienced staff members.
Where applicable, provides input on audit staff performance
Oversees, trains and manages co-sourced audits or consultants to ensure work product meets audit methodology expectations, as needed
Keeps respective Director or Auditor-in-Charge apprised of project status, observations and audit findings.
Demonstrated experience in working in a matrixed organization with proven ability to multitask and prioritize activities.
Perform on-going and pro-active evaluation of significant projects and large-scale business initiatives for the purposes of identifying possible unmitigated risks and providing advisory services. Project types include, but are not limited to, integration of newly acquired businesses, implementation of new systems or technology (SDLC), enhancements of significant systems, etc.
Assists in quarterly Continuous Monitoring activities, which include but are not limited to, performing risk assessments of assigned IT functions/depts., develop continuous assurance data analytics test strategies
Takes responsibility to develop own personal and professional leadership skills and capabilities
Participates in social, charitable or inclusive committees within Internal Audit or RBC
Build trusting relationships with Internal Audit peers and business partners
Qualifications & Requirements:
Bachelor's Degree in Computer Information Systems, Computer Engineering, Computer Science, Management Information systems, or related field required. REQUIRED WORK EXPERIENCE
Minimum 7 years of audit experience or related experience REQUIRED LICENSES AND CERTIFICATIONS: Licenses/Certifications Licenses/Certification Details
CISSP - Certified Information Systems Security Professional Or CIA-Certified Internal Auditor Or CISM-Certified Information Security Manager Or CISA- Certified Information Systems Auditor SKILLS, KNOWLEDGE, AND LICENSES (And All Other Preferred)
Must possess strong managerial, organizational, and verbal and written communication skills.
Ideal candidate will have relevant experience in an IT department along with at least 4 years in banking or financial services, or equivalent experience in a consulting capacity
Experience in use of data analytics, visualization and reporting - e.g. Tableau.
Capable of working in an agile and dynamic team-based environment, can tolerate ambiguity, able to function independently, and demonstrates critical problem-solving abilities.
Knowledgeable in and prior audit experience in auditing Cyber/Information Security controls (NIST, FFIEC CAT, etc.), Data Protection controls (DLP, Encryption technology, etc.) IT related Privacy Laws and Regulations (e.g., GLBA), SQL/Oracle Database, Active Directory, Cloud Computing (Azure), BCP/DR, Service Management, Microsoft Active Directory, Digital Technology controls, SSDLC, Malware, Asset Management
Knowledgeable in COBIT
Contact:
This job and many more are available through The Judge Group. Find us on the web at www.judge.com
