Senior Compliance Consultant Location: Woodland Hills, CA /Remote till Covid 19 then onsite Duration: 1+ Year with possible extension Job Functions: Client North America Compliance & Control We are currently seeking a talented individual for a temporary, Senior Consultant position to support client NA Compliance activities. The Senior Consultant will be the lead project manager, will oversee our assessment of client's existing internal controls framework, and will lead the gap analysis effort in preparation for the company's IPO.
Job Requirements: Skills/Abilities:
Advanced project management and status reporting capabilities
Advanced verbal and written communication skills, including documentation of findings and recommendations.
Experience preparing compliance functions for IPO readiness
Knowledge of Sarbanes-Oxley Act provisions and methodologies for achieving compliance, in particular, technology implications and requirements.
An in-depth understanding of IT audit methodologies, concepts, tools and objectives.
Knowledge and interest in technology including topics such as operating systems, mobile technologies, software development, networking, and business applications.
Understanding of commonly used internal control frameworks, including COBIT, ISO 27001, NIST Cybersecurity Framework, ITIL, etc.
Knowledge of audit methodologies and developing key internal audit deliverables including process flows, work programs, audit reports, and control summaries.
Ability to translate technology topics and audit issues into "business speak" to be understood by executives.
A solid foundation in risk and compliance processes and objectives
Understanding of commonly used internal control frameworks, risk frameworks and regulatory/compliance methodologies.
Knowledge of risk assessment methodologies and developing key deliverables, including process flows, work programs, reports, and control summaries
Ability to multi-task and oversee multiple engagements and work streams with various stakeholders
Ability to handle sensitive / confidential matters in a tactful/discrete manner
Ability to complete assignments on time, in a fast paced environment and handle multiple tasks simultaneously
Detail-oriented, resourceful and able to manage shifting priorities
Supervisory experience of teams including consultants and managers
Ability to network and build relationships.
Experience:
15+ years working in internal audit, consulting, assurance services, or related field, either in professional services or industry.
Demonstrated experience executing audits within a complex operational and regulatory environment
Sarbanes-Oxley experience preferred
Professional Certification such as CPA, CIA, CISA, CISSP, or similar strongly preferred.
IPO experience preferred
Music industry experience preferred
Education:
Bachelor's degree in relevant discipline (e.g. Accounting, Finance or Business-related field).
Advanced skills with the following applications required:
MS Excel, MS Word, MS PowerPoint, MS Project, MS Visio
Intermediate skills with the following applications desired: SAP, Adobe Acrobat Pro, MS PowerPoint
