AML Compliance Lead (individual contributor) / WIM Asset Management ORC4

AML Compliance Lead (individual contributor) / WIM Asset Management ORC4

09 Sep 2024
Massachusetts, Boston 00000 Boston USA

AML Compliance Lead (individual contributor) / WIM Asset Management ORC4

Vacancy expired!

At Wells Fargo, we want to satisfy our customers’ financial needs and help them succeed financially. We’re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you’ll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.Wealth and Investment Management (WIM) businesses build enduring client relationships through sound, thoughtful and objective advice. We help our clients by developing individualized plans for everything from retirement goals to business succession planning, to family legacy intentions. Services include comprehensive planning and advice, investment management, brokerage, private banking, estate planning strategies, trust, and both individual and institutional retirement.At Wells Fargo, we invest in our people. Our diverse lines of business offer unique opportunities to expand your knowledge and advance your career.You’ve got the passion. You’ve got the skills. Are you looking for the next opportunity to learn and grow? At Wells Fargo, we offer a supportive environment where team members can cultivate their careers and make a difference within our company and the communities we serve.The Wealth and Investment Management (WIM) group is seeking an Operational Risk Consultant to coordinate Anti-Money Laundering (AML) and Financial Crimes Program related activities for WIM’s Wells Fargo Asset Management line of business. The Operational Risk Consultant will work to maintain the governing principles and standards which will protect the supported businesses from nefarious financial crimes related activity such as money laundering, terrorist financing, and other financial risks associated with unusual and fraudulent activity.The Operational Risk Consultant must provide oversight of the risk-based compliance program to assure compliance with federal, state, agency, legal and regulatory requirements. The Operational Risk Consultant will work with assigned business units and provide compliance risk expertise and consulting for projects and initiatives with moderate to high risk to identify assess and mitigate regulatory risk in all business activities. Evaluates the adequacy and effectiveness of policies, procedures, processes, initiatives, products and internal controls and identifies issues resulting from internal and/or external compliance examinations. Consults with business to develop corrective action plans and effectively manage change to ensure regulatory compliance. Identifies training opportunities; may design/coordinate the development of training materials and delivers training.The Operational Risk Consultant must have the ability to build solid relationships with key business partners and report findings and draft recommendations to management, when needed. The Operational Risk Consultant may assist with site, agency or other examinations conducted by external parties. May manage project teams and provide guidance to less experienced specialists/consultants.Required Qualifications:

6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both

Desired Qualifications:

Advanced Microsoft Office skills

Excellent verbal, written, and interpersonal communication skills

Strong analytical skills with high attention to detail and accuracy

Ability to interact with all levels of an organization

How to Express Interest in This Job: Wells Fargo invites you to apply for this job at https://employment.wellsfargo.com/psc/PSEA/APPLICANTNW/HRMS/c/HRSHRAMFL.HRSCGSEARCHFL.GBL?Page=HRSAPPJBPSTFL&FOCUS=Applicant&SiteId=1&JobOpeningId=5509335&PostingSeq=1.All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.Relevant military experience is considered for veterans and transitioning service men and women.Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.Relevant military experience is considered for veterans and transitioning service men and women.Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

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