Temp-Audit Consultant – QA Review
JOB SUMMARY:
Major International Bank seeks a QA-Audit/Compliance Consultant
Assist the Department Head in performing audit workpaper quality assurance for audit projects completed based on annual audit plan.
RESPONSIBILITIES:
% of time
40% Perform quality assurance (QA) of audit workpapers for audit projects completed based on the annual audit plan.
20% Communicate with auditors who perform the audit testing for deficiencies, missing documents, unclear audit testing documentations, etc.
20% Document results of audit workpapers QA and ensure all QA review notes are cleared and audit workpapers are corrected.
20% Report to Head of Audit Department of QA results for audit workpaper finalization.
PRINCIPLE ACCOUNTABILITY:
1. Assist the department head in ensuring quality of audit workpapers meet the standards documented in the Internal Audit Manual and expectations of Head of Audit Department.
2. Maintain confidentiality of the bank’s information.
AUTHORITY:
1. Authorized to consult the Chief Compliance Officer or BSA/OFAC Officer for advice and guidance when they encounter an issue that exceeds their experience;
JOB REQUIREMENTS:
EDUCATION:
Bachelor’s degree in Auditing, Accounting, Finance or Information System preferred.
EXPERIENCE:
A minimum of 5-10 years’ audit experience through public accounting/auditing and/or industry experience.
SPECIFICATIONS:
Strong verbal/written communication, analytical, and interpersonal skills;
Ability to follow instructions and work independently;
Possesses an appropriate combination of technical expertise in fields such as auditing, finance, technology, operations, or investigations;
Professional certification, such as CIA, CISA, or CAMS, a plus;
Have prior experience in conducting audit workpaper quality assurance.
