We are seeking experienced trade surveillance professionals on a contract basis to support a time-bound remediation programme. The engagement involves reviewing and clearing a significant volume of historical trade surveillance alerts.Successful candidates will work autonomously to review, investigate, and disposition alerts within a compressed timeframe, supplementing the existing in-house compliance team.ResponsibilitiesReview, investigate, and clear trade surveillance alerts generated by the SMARTS platformAssess alerts against applicable market misconduct rules, internal policies, and relevant regulatory expectations.Document investigation findings with clear, auditable disposition narratives.Escalate genuine concerns through the appropriate channels.Liaise with front-office personnel to obtain trade rationale and supporting information as needed.Contribute to management information and progress reporting on remediation milestones.
