Associate Financial Advisor
Location: San Jose, CA
Employment Type: Full-Time | On-Site
About the Role:
We’re seeking an Associate Financial Advisor to join our team in San Jose, CA. This is not your typical advisor opportunity—this role offers the rare chance to inherit a well-established book of business, allowing you to hit the ground running with existing client relationships and recurring revenue.
What You’ll Do:
Build strong, lasting relationships with an existing client base by delivering holistic financial planning and exceptional service.
Develop personalized investment strategies tailored to each client’s goals and values.
Maintain and grow the book of business through proactive outreach, client referrals, and community involvement.
Collaborate with a supportive team and leverage in-house resources, systems, and tools.
Stay current with financial industry trends, regulations, and product knowledge to serve clients at the highest level.
What We’re Looking For:
2+ years of experience as an associate financial advisor, planner, or wealth manager.
Series 7, 65/66
CFP preferred or willing to obtain.
Proven relationship-building and communication skills.
A growth mindset and client-first attitude.
Desire to plant long-term roots in the San Jose, CA area and become a valued member of the local community.
What We Offer:
Natural transition from current Advisor to you for clients.
Competitive payout or compensation structure based on experience.
Access to marketing, compliance, and administrative support.
A collaborative environment with other advisors.
Opportunities for professional growth and succession planning.
Why This Role is Unique:
Opportunities like this don’t come around often. If you’ve been looking for a way to step into an established client base, grow your career, and make a meaningful impact in the lives of others—all without starting from scratch—this could be the perfect fit.
