The Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) Supervisor assists with overseeing the day-to-day operations of the BSA/AML Specialists to ensure compliance with BSA/AML and Office of Foreign Account Control (OFAC) requirements. This position performs various quality control reviews and monitoring pertaining to the Bank Secrecy Act, USA Patriot Act, Anti-Money Laundering Program, OFAC, and Customer Identification Program compliance using industry standards and regulatory guidance. 
Essential FunctionsAssists with BSA program management:Participates in strategic planning for changes to Ent's BSA/AML and OFAC transaction monitoring system, including tuning and validation.Assists with the completion of the annual BSA/AML and OFAC Risk Assessments.Assists with updates to BSA/AML and OFAC policies and procedures.Stays apprised of potential changes to applicable regulations.Assists with the drafting of monthly BSA Board reporting.Serve as one of the 314(b) points of contact and assist with 314(b) requests.Supervision of BSA/AML Specialists:Ensures and tracks applicable training for BSA/AML Specialists.Develops and implements team assignment schedules on a monthly basis.Provides development and coaching to staff to help them achieve performance requirements and progress in accordance with their development goals.Assist with supervisory duties such as approving time off, performance reviews, and disciplinary actions.Identifies opportunities to block, restrict, or close member accounts based on suspicious activity.Conducts quality control/quality assurance monitoring of the following BSA/AML and OFAC processes:Non-investigated alerts to ensure reasons for not meeting case status are documented clearly.Suspicious Activity Reports (SARs) submitted by BSA/AML Specialists for accuracy and timely submission.Enhanced Due Diligence (EDD) reviews completed by BSA/AML Specialists to ensure review cases are appropriately documented and reasonably decisioned.Oversight of International Wire Activity report review conducted by BSA/AML Specialists to ensure potential suspicious wire activity and BSA violations are identified.Oversite of Cannabis-Related Business (CRB) reviews conducted by BSA/AML Specialists to ensure reviews are documented and thoroughly conducted.Review of 314(a) and OFAC matches to confirm, track, and report true matches.Subpoena reviews for suspicious activity and escalation for SAR filing.Bank Secrecy Act: Remains cognizant of and adheres to Wings policies and procedures, and regulations pertaining to the Bank Secrecy Act.
