Compliance Operations Associate

Compliance Operations Associate

19 Dec 2024
New Hampshire, Newyork 00000 Newyork USA

Compliance Operations Associate

Compliance Operations AssociateThis is an apprenticeship opportunity.This is a hybrid role in New York, NY.

 

About this Position You will support the Consumer Deposit Product Operations team, ensuring our Checking, Savings, and IRA products meet operational, regulatory, and compliance standards. Through coaching and training, you’ll contribute to maintaining strong compliance while enabling business growth and operational effectiveness.

Job Responsibilities

Partner with Operational Excellence, Compliance, Risk, and Product teams to design control tests and oversight activities.

Assist in ensuring adherence to internal policies and standards for deposit products.

Conduct compliance testing, including oversight of KRIs, PRSA controls, and RBST testing.

Support oversight of the AXP alert response system, including issue escalations and risk outcomes.

Assist in closing Management and Compliance Action Plans for Consumer Banking Product Management.

Promote a compliance mindset across the Consumer Deposit Products organization.

Build strong relationships with back-office servicing, technology, compliance, privacy, legal, and product teams.

Skills/Requirements

Strong organizational and problem-solving skills.

Affinity for process management and quality assurance.

Excellent project management skills; results-driven and detail-oriented.

Strong collaboration and relationship-building skills.

Curious and committed to understanding the consumer deposits business.

Ambitious self-starter with a strong work ethic.

Preferred: Prior experience with controls, compliance, or operations.

Additional Information

Hybrid role with an expectation to work on-site.

Participation in routine background checks and clearances required.

12-month Apprenticeship with the opportunity to apply for permanent, full-time roles at completion.

Pay Rate

$36/HR

 

YUPRO Placement is the nation’s leading skills-first placement firm placing and promoting historically overlooked talent into permanent hire, apprenticeship, and contract job assignments. We represent clients who support skills-first inclusive hiring practices. YUPRO Placement is an equal opportunity employer.

 

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