Bank Internal Auditor

Bank Internal Auditor

09 Apr 2024
New York, New york city, 10017 New york city USA

Bank Internal Auditor

Vacancy expired!

Mid-sized Asset Management Firm seeks

Internal Auditor (Assistant Vice President).
You will be the auditor in charge performing audits including preparation of detailed work papers supporting the audit results and audit report inclusive of management action plans.
As in internal Auditor, you will provide an independent, objective assessment o f

risk management and internal control activities designed to add value and improve operations.
This will include participating in

audit testing and identifying and

understanding risks and controls associated with various banking business functions, and conducting review and testing to determine the design and effectiveness of controls and efficiency in place.
This is a full time direct hire role with a high profile firm that offers interesting work, opportunity for promotion, competitive compensation and a great benefits package.

In summary you will:

  • Assess the

    internal control environment as part of various assigned audits; perform audits including preparation of detailed work papers supporting the audit results and audit report inclusive of management action plans.
  • Evaluate

    internal controls in the key risk areas of banking activities to ensure compliance with internal policies and procedures.
  • Perform testing to identify control weaknesses and recommend improvements in processes, structure, policies and procedures.
  • Help execute the entire audit process (including but not limited to, audit planning, risk assessment, continuous monitoring and issue tracking) as part of assigned audits.
  • Ensure that all audit documentation for projects within the scope of the responsibilities for the role are adequately and timely documented and signed off prior to report issuance and in anticipation of Quality Assurance reviews.
  • Contribute to the strengthening of the Internal Audit function by introducing innovative audit concepts and techniques (CAATs,) to all audits performed and by training other members of the Internal Audit in areas of expertise, including internal control best practices
  • Advance the internal control environment through appropriate challenges and the identification, reporting and tracking of high-impact risk issues that align with industry best practices and regulatory requirements.

Requirements include:

  • 6+ years of auditing experience, business experience in auditing front office business activities (

    Sales/Trading, Lending) and related support functions

    (operations, market/ credit risk, etc.) and the regulatory environment specific to these areas. Strong technical account, business and auditing background with

    substantial experience and knowledge of the banking industry; prior experience in Trust, Custody, and Securities Lending a plus.
  • Must be an active critical thinker, intellectually curious and professionally tenacious.
  • Microsoft Windows, Word, Excel, Outlook, Access, Power Point Internet Explorer, and Visio.
  • An active professional certification in public accounting or internal auditing is required (CPA, CIA, CISA)
  • Bachelor's Degree or an advanced degree with Accounting or in related course of study preferred.

Related jobs

  • The Marketing & Communications Internal Communications Manager plays a pivotal role in shaping and delivering the internal communications strategy for the M&C organization. Reporting to the Chief of Staff to the Chief Marketing & Communications Officer and Head of M&C Engagement, the successful candidate will work closely with senior leadership and the Associate Communications team to create and execute a comprehensive internal communications plan that is a critical piece of our engagement and transformation strategies.

  • The Business & Corporate Communications Intermediate Senior Lead is a seasoned professional who integrates subject matter expertise to support and help drive internal communications for Citi at a global level.

  • Senior Auditor

  • Allied Universal®, North America’s leading security and facility services company, provides rewarding careers that give you a sense of purpose. While working in a dynamic, diverse and inclusive workplace, you will be part of a team that fuels a culture that will reflect in our communities and customers we serve. We offer medical, dental and vision coverage, life insurance, retirement plan, employee assistance programs, company discounts, perks and more for most full-time positions!

  • Senior Auditor - AUDITING EHS Operations & IT

  • STAFF AUDITOR

    , New york city,

    Job Description

  • Allied Universal®, North America’s leading security and facility services company, provides rewarding careers that give you a sense of purpose. While working in a dynamic, diverse and inclusive workplace, you will be part of a team that fuels a culture that will reflect in our communities and customers we serve. We offer medical, dental and vision coverage, life insurance, retirement plan, employee assistance programs, company discounts, perks and more for most full-time positions!

Job Details

  • ID
    JC12034168
  • State
  • City
  • Job type
    Permanent
  • Salary
    $120k - 125k per year + bonus
  • Hiring Company
    Pelham Berkeley Search
  • Date
    2021-04-09
  • Deadline
    2021-06-08
  • Category

Jocancy Online Job Portal by jobSearchi.