Internal Audit Director - Institutional Securities Group (Fixed Income)

Internal Audit Director - Institutional Securities Group (Fixed Income)

14 Jun 2024
New York, New york city 00000 New york city USA

Internal Audit Director - Institutional Securities Group (Fixed Income)

We are seeking a Director to join our Institutional Securities Fixed Income Internal Audit team. The candidate will execute and lead assurance activities and provide an independent assessment of the NA Rates and Client Financing business operating and control environment.The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley’s system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm’s risk management framework to foster continual improvement of risk management processes. This is a Director level position within Business Audit, which is responsible for inspecting controls in front, middle and back offices.Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions and individuals around the world achieve their financial goals.Location: New York, NY (Hybrid 3x per week in office)Interested in joining a team that's eager to create, innovate and make an impact on the world? Read onWhat you'll do in the role:· Help identify risk and impact to relevant coverage area to prioritize areas of focus· Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment· Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner· Assist in managing multiple deliverables in line with team priorities· Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peersWhat you'll bring to the role:· At least 4 years' relevant experience would generally be expected to find the skills required for this role· Understanding of business line and key regulations relevant to coverage area· Strong understanding of audit principles, methodology, tools and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)· Ability to identify and analyze multiple data sources to inform point of view· Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly· A commitment to practicing inclusive behaviorsWhat you can expect from Morgan Stanley:We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 85 years. At our foundation are five core values — putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back — that guide our more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find trusted colleagues, committed mentors and a culture that values diverse perspectives, individual intellect and cross-collaboration. We Firm is differentiated by the caliber of our diverse team. While our company culture and commitment to inclusion define our legacy and shape our future, helping to strengthen our business and bring value to clients around the world. Learn more about how we put this commitment to action: morganstanley.com/diversity. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry.Expected base pay rates for the role will be between $75,000 and $130,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).Job: Other Title: Internal Audit Director - Institutional Securities Group (Fixed Income) Location: New York-New York Requisition ID: 3254091

Related jobs

  • Work Location :

  • DescriptionAbout A& MCompanies, investors and government entities around the world turn to Alvarez & Marsal (A& M) for leadership, action and results. Privately held since its founding in 1983, A& M is a leading global professional services firm that provides advisory, business performance improvement and turnaround management services. When conventional approaches are not enough to create transformation and drive change, clients seek our deep expertise and ability to deliver practical solutions to their unique problems.With over 10, 000 people across five continents, we deliver tangible results for corporates, boards, private equity firms, law firms and government agencies facing complex challenges. Our senior leaders, and their teams, leverage A& M\'s restructuring heritage to help companies act decisively, catapult growth and accelerate results. We are experienced operators, world-class consultants, former regulators and industry authorities with a shared commitment to telling clients what\'s really needed for turning change into a strategic business asset, managing risk and unlocking value at every stage of growth. Corporate Transactions Group (\"CTG\") CTG, a subsidiary of A& M, brings a structured and disciplined approach to create and capture value throughout the M& A deal cycle. We provide corporate clients with deep leadership and expertise to bring an end-to-end solution for corporate clients as they enter into potential buys-side acquisitions, sell-side divestitures and carve-outs, and strategic partnerships.Our professionals help businesses develop and execute their strategies to create value for the organization and its shareholders leveraging A& M\'s functional expertise and industry experience.We provide a range of services to our clients, including commercial due diligence, market entry assessment, financial and operational due diligence, tax diligence and structuring assistance, business modeling and synergy assessment, integration & separation planning, and support executing the plan and delivering enterprise value for our client\'s shareholders.Our CTG practice is growing rapidly which means there is a unique opportunity to be creative and entrepreneurial to help shape the foundation of our future. We are currently seeking dynamic and experienced professionals to join our team, focusing on the operational and execution aspects of the M& A life cycle (from early-stage diligence through to post-close implementation). In this ever-changing market environment, our professionals must be adaptable and thrive in a collaborative, team-driven culture. The position offers significant opportunities for career development and advancement in a fast-growing practice that is helping lead many market shaping deals.Responsibilities will include: People:

  • NYC 299 Park Avenue (22957), United States of America, New York, New York

  • Plano Town Center (31064), United States of America, Plano, Texas

  • Job Description

  • The VP on the AML Compliance Audit Team is primarily responsible for supporting the oversight, design and execution of the annual AML Audit Plan, inclusive of AML audits, issue validations, continuous monitoring, risk assessment updates, and other ad hoc projects as they arise.

  • Group Leader- Summer Day Camp

Job Details

Jocancy Online Job Portal by jobSearchi.