Job Description:Assisting a few projects in the New Accounts operations team. These projects will center around two primary areas:
Embedded Entity Cleanup Project: This project will consist of reviewing account documentation and locating pre-identified data points of importance. These data points will be flagged and uploaded to a spreadsheet for future use when updating the account.
CAT/CAIS Project: This project will consist of reviewing client data errors sent by FINRA and researching the account thoroughly to identify if any data is inaccurate and/or missing. Depending on findings, this may require an update to company records and/or contacting the advisor/branch on the account for more information.
Skills:banking operations, Compliance, Operations analysis, Regulatory, ReportingTop Skills Details:banking operationsAdditional Skills & Qualifications:-KYC knowledge would be helpful-Prior investments or broker-dealer knowledge would be helpfulExperience Level:Intermediate LevelAbout TEKsystems: We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. That's the power of true partnership. TEKsystems is an Allegis Group company. The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.
