Compliance Manager

Compliance Manager

20 May 2025
South Carolina, Sydney 00000 Sydney USA

Compliance Manager

Sound understanding of frameworks to mitigate compliance risks.Experience in incident management within a financial services environment.Flexible working at either our Melbourne or Sydney Office.Established in 1988, Rest is one of Australia’s largest profit-to-member superannuation funds.We support nearly two million members, with around $86 billion of funds under management and are recognised as a responsible investment leader. We believe when members understand and engage with their super, they’re more likely to get a better retirement outcome.Everything we do at Rest is underpinned by our values and behaviours, we want to Be Daring, Keep it Simple, Take Action and Have Grit. To put it simply we want our people to thrive and love the work they do.As the Compliance Manager you will report to the Head of Compliance, to play a key role within the Compliance team to maintain and monitor Rest’s Compliance Management Framework to ensure Rest operates in compliance with its legal and regulatory obligations.As part of a collaborative team of 6 across Melbourne and Sydney, you will have an understanding of Privacy and Financial Crime and have oversight of Rest’s Incident and Breach management process and will monitor incident and breach dashboards. Daily monitoring of incidents and breach dashboards, and escalation of high rated mattersPerform a compliance assessment of new incidents to determine whether a breach has occurred, and whether a matter is potentially reportable to a Regulator Assist in the preparation of monthly and quarterly incident and breach reports Assist with development and review of Rest’s Incident and Breach Policy and Procedures Provide support, guidance and subject matter expertise to the business on the investigation and remediation of significant and reportable breaches, and assist in reporting to Management, Board and relevant Board committees and preparation of breach correspondence for regulators Provide education across the Rest business and to material outsource providers on Rest’s expectations regarding incident and breach management Compliance Management Framework: assist in the maintenance and monitoring of Rest’s compliance management framework across the Rest business to facilitate compliance with relevant legislation, regulations, codes and standards and Rest organisational standards

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