The LPL Registered Client Services Assistant provides high-level sales and administrative support to LPL Registered Financial Advisors by assisting with investment members, maintaining a FINRA compliant filing system and providing daily support to ensure administrative services are delivered in an efficient and timely manner.Core Job Requirements/OutcomesSupport the overall business and production goals of the LPL Registered Financial Advisor by promptly following up and managing investment referrals, setting appointments, answering member questions, as well as performing other administrative tasks as requested.Proactively assist with the Financial Advisor’s with administrative support by maintaining the calendar of activities/appointments and communicating any necessary changes, assisting in the preparation of reports, presentations, preparing correspondence and making follow-up phone calls, etc.Practice high quality member service standards in all interactions with members, prospective members, and employees in other departments within the credit union by responding quickly and appropriately to all requests andOther Essential FunctionsProcess new account paperwork and enter member information into forms and or database systems.Advise members on the status of orders or report trade prices.Process member funds and securities, including electronic fund transfers or journals from a member’s self-advisory account.Proactively seek opportunities to refer additional products or services to benefit the members and meet their needs.
